About Our Financial Advisory Firm
About Us
Strategic Wealth Management, LLC is an independent registered investment adviser firm
serving investors throughout the state of Oregon
Certified
As a Certified Financial Planner® certificate holder, our financial advisor follows the process of data gathering, financial modeling & evaluation.
Fiduciary
In this confidential relationship, one party places special confidence in another who has a trusted duty to act for his/her benefit.
Independent
Independently owned means we're lean, quick, and able to focus all our efforts on the unique needs of our clients.
Quality of Advice Matters.
We'll partner with you to provide a comprehensive financial plan customized to your unique goals and needs.
With us, it's about relationships, not just returns.
Our Process
David W. Smith
CFP® ChFC® CPFA®
President, Wealth Manager, Financial Advisor
Our Code of Ethics & Professional Responsibility
Integrity
Integrity demands honesty and candor which must not be subordinated to personal gain and advantage
Objectivity
Objectivity requires intellectual honesty and impartiality
Competence
Competence means attaining and maintaining an adequate level of knowledge and skill, and application of that knowledge and skill in providing services to clients
Fairness
Fairness requires impartiality, intellectual honesty and disclosure of material conflicts of interest
Confidentiality
Confidentiality means ensuring information is accessible only to those authorized to have access
Professionalism
Professionalism requires behaving with dignity and courtesy to clients, fellow professionals and others in business related activities
Diligence
Diligence is the provision of services in a reasonably prompt and thorough manner, including the proper planning for and supervision of the rendering of professional services
