Roles & Responsibilities- Retirement Plan Consultant
FIDUCIARY CONSULTANT
- Offer Fiduciary services to Plans.
- Assess and help mitigate risk, create a clear understanding of Trustee Fiduciary obligations and requirements.
- Perform regular plan reviews.
DUE DILIGENCE PROVIDER
- Evaluate Plan provider products and services relative to the your organization's needs.
- Provide selection services and state of the art Benchmarking services, together with plan transition services.
PLAN PERFORMANCE EVALUATOR
- Monitor, Evaluate and Report on Plan Performance.
- Help assess employee education, investment and recordkeeping status, options and costs.
- Conduct regular meetins as appropriate.
- Monitor Plan Design options, offer alternatives to address changing needs or goals.
- Assess Plan participation, contribution and education levels, develop strategies to improve each.
NEEDS ASSESSOR
- Help you determine if a Retirement Plan will serve you and your company.
- Analyze plan design options that will be most effective for meeting your goals.
- Help you keep your plan design up to date so you may receive maximum benefit.
- Evaluate options, and make recommendations for your review.
INVESTMENT ANALYST
- Help you develop an Investment Policy Statement that is appropriate for your plan and participants.
- Help you select diverse, high quality investment options that offer opportunity with sensitivity to desired risk.
- Monitor and report on the success of options, recommend new or replacement options as indicated by regular reviews.
- Assess and monitor overall plan investment health and develop recommendations for adjustments as appropriate.
PARTICIPANT COUNSELOR
- Provide interactive educational meetings for employees
- Provide Participant Investment Advice-Planning, one-on-one (if elected at additional cost)
- Maintain regular office hours, available for email/telephone support
- Assess employee sentiment about plan as needed.
BOOK A COMPLIMENTARY REVIEW WITH DAVID W. SMITH, CFP®, CHFC®, QPFC AND EXPERIENCE THE DIFFERENCE...
Qualified Plan Financial Consultant™
Member - American Society of Pension Professionals and Actuaries
STRATEGIC WEALTH MANAGEMENT, LLC, IS A REGISTERED INVESTMENT ADVISER SPECIALIZING IN PROVIDING WEALTH MANAGEMENT SERVICES, COMPREHENSIVE FINANCIAL PLANNING AND CONSULTING SERVICES. SECURITIES ARE OFFERED THROUGH UNITED PLANNERS FINANCIAL SERVICES OF AMERICA, A LIMITED PARTNERSHIP MEMBER FINRA/SIPC. STRATEGIC WEALTH MANAGEMENT, LLC AND UNITED PLANNERS ARE NOT AFFILIATED.