Broker Check

Roles & Responsibilities- Retirement Plan Consultant



FIDUCIARY CONSULTANT

  • Offer Fiduciary services to Plans.
  • Assess and help mitigate risk, create a clear understanding of Trustee Fiduciary obligations and requirements.
  • Perform regular plan reviews.

DUE DILIGENCE PROVIDER

  • Evaluate Plan provider products and services relative to the your organization's needs.
  • Provide selection services and state of the art Benchmarking services, together with plan transition services.

PLAN PERFORMANCE EVALUATOR

  • Monitor, Evaluate and Report on Plan Performance.
  • Help assess employee education, investment and recordkeeping status, options and costs.
  • Conduct regular meetins as appropriate.
  • Monitor Plan Design options, offer alternatives to address changing needs or goals.
  • Assess Plan participation, contribution and education levels, develop strategies to improve each.

NEEDS ASSESSOR

  • Help you determine if a Retirement Plan will serve you and your company.
  • Analyze plan design options that will be most effective for meeting your goals.
  • Help you keep your plan design up to date so you may receive maximum benefit.
  • Evaluate options, and make recommendations for your review.

INVESTMENT ANALYST

  • Help you develop an Investment Policy Statement that is appropriate for your plan and participants.
  • Help you select diverse, high quality investment options that offer opportunity with sensitivity to desired risk.
  • Monitor and report on the success of options, recommend new or replacement options as indicated by regular reviews.
  • Assess and monitor overall plan investment health and develop recommendations for adjustments as appropriate.

PARTICIPANT COUNSELOR

  • Provide interactive educational meetings for employees
  • Provide Participant Investment Advice-Planning, one-on-one (if elected at additional cost)
  • Maintain regular office hours, available for email/telephone support
  • Assess employee sentiment about plan as needed.

BOOK A COMPLIMENTARY REVIEW WITH DAVID W. SMITH, CFP®, CHFC®, QPFC AND EXPERIENCE THE DIFFERENCE...


Qualified Plan Financial Consultant™

Member - American Society of Pension Professionals and Actuaries

ASPPA.ORG

STRATEGIC WEALTH MANAGEMENT, LLC, IS A REGISTERED INVESTMENT ADVISER SPECIALIZING IN PROVIDING WEALTH MANAGEMENT SERVICES, COMPREHENSIVE FINANCIAL PLANNING AND CONSULTING SERVICES. SECURITIES ARE OFFERED THROUGH UNITED PLANNERS FINANCIAL SERVICES OF AMERICA, A LIMITED PARTNERSHIP MEMBER FINRA/SIPC. STRATEGIC WEALTH MANAGEMENT, LLC AND UNITED PLANNERS ARE NOT AFFILIATED.